Complete Filing Data
MORGAN GROUP HOLDING CO reported Stockholders Equity of $4.61 million for FY2020.
All values from 10-K, 20-F, and 10-Q filings on SEC EDGAR, organized by financial statement. Scroll each table horizontally for the full history. Blank cells mean MORGAN GROUP HOLDING CO did not report that metric for that period in XBRL — often because accounting standards changed which tag a company files under (for example, most companies moved revenue to the ASC-606 tag in 2018), so a metric may continue in a different row. Rows marked * merge those successor tags into one continuous series, preferring the audited value from the newest-standard tag where periods overlap.
Income Statement
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue * | $2.0M | $3.0M | $4.4M | $9.2M | -$12.1M | $0.00 | $0.00 | $0.00 | |||||
| Net Income Loss | -$949.2K | -$1.6M | -$1.4M | -$1.9M | -$20.3M | -$54.9K | -$56.7K | -$64.6K | -$106.3K | -$61.8K | -$143.0K | $59.6K | $11.9K |
| General And Administrative Expense | $813.4K | $1.2M | $1.1M | $1.2M | $1.3M | $55.1K | $56.9K | $64.6K | $108.6K | $62.7K | $35.6K | $67.9K | $31.3K |
| Income Tax Expense Benefit | $9.4K | $723.00 | -$203.4K | -$500.9K | -$6.1M | $0.00 | $0.00 | $0.00 | |||||
| Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest | -$939.8K | -$1.6M | -$1.6M | -$143.0K | -$59.6K | $11.9K | |||||||
| Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments | -$1.6M | -$2.4M | -$26.4M | -$54.9K | -$56.7K | -$64.6K | -$106.3K | -$61.8K | -$143.0K | ||||
| Revenue Not From Contract With Customer Other | $5.4K | $26.9K | $17.2K | $16.8K | $23.4K | ||||||||
| Operating Expenses | $3.0M | $4.5M | $6.1M | $11.7M | $14.3M | ||||||||
| Brokerage Commissions Revenue | $1.9M | $2.3M | $4.0M | $6.4M | $6.2M | ||||||||
| Adjustments To Reconcile Net Income Loss To Cash Provided By Used In Operating Activities | $345.8K | -$136.4K | -$409.8K | -$462.9K | $20.0M | -$29.2K | -$63.7K | ||||||
| Income Tax Receivable | $275.3K | $273.7K | $184.4K | $352.6K | |||||||||
| Accrued Income Taxes | $48.4K | $46.9K | $53.6K | $0.00 | |||||||||
| Sales Manager Fees | $0.00 | $334.8K | $733.4K | $15.6K | |||||||||
| Deferred Income Tax Assets Net Of Valuation Allowances And Deferred Tax Liability | $0.00 | $2.9K | $2.9K | $273.0K | |||||||||
| Income Taxes Received From Parent | $0.00 | $107.2K | $723.0K | $1.3M | |||||||||
| Deferred Income Tax Expense Benefit | $0.00 | $2.9K | $270.1K | $165.6K |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q2 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q3 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Revenue * | $487.0K | $469.0K | $497.2K | $413.3K | $475.2K | $508.8K | $473.0K | $584.5K | $678.1K | $1.1M | $1.1M | $1.4M | $2.4M | $2.2M | $2.0M | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | |||||||||||||||||
| Net Income Loss | -$232.0K | -$380.0K | -$276.4K | -$189.0K | -$351.3K | -$347.1K | -$347.3K | -$720.9K | -$562.4K | -$264.2K | -$310.4K | -$282.5K | -$333.0K | -$833.2K | -$1.0M | -$8.7K | -$9.0K | -$11.1K | -$27.0K | -$9.7K | -$10.0K | -$23.5K | -$11.2K | -$11.9K | -$24.2K | -$12.7K | -$12.5K | -$25.6K | -$11.1K | -$26.6K | -$48.4K | -$12.3K | -$12.0K | -$26.3K | $11.1K | -$9.5K | $15.8K | -$1.2K | -$1.2K | -$11.8K | $39.3K | |
| General And Administrative Expense | $199.4K | $311.7K | $221.3K | $191.0K | $237.4K | $225.0K | $274.3K | $429.7K | $266.3K | $264.1K | $347.0K | $287.7K | $296.0K | $240.0K | $324.8K | $9.6K | $11.7K | $27.0K | $9.7K | $10.1K | $23.5K | $11.2K | $12.0K | $24.2K | $12.7K | $12.5K | $25.6K | $13.9K | $26.6K | $47.8K | $12.3K | $12.1K | $26.3K | -$10.2K | $10.1K | $17.3K | $22.8K | $3.0K | $16.4K | $4.3K | ||
| Income Tax Expense Benefit | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | -$61.0K | -$130.9K | -$136.7K | -$83.8K | -$245.6K | -$267.0K | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | |||||||||||||||||
| Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest | -$232.0K | -$380.0K | -$276.4K | -$189.0K | -$351.3K | -$347.1K | -$347.3K | -$720.9K | -$562.4K | -$325.2K | -$441.3K | -$22.7K | -$9.0K | -$11.1K | -$27.0K | -$9.7K | -$10.0K | -$23.5K | -$11.2K | -$11.9K | -$24.2K | -$12.7K | -$12.5K | -$25.6K | -$11.1K | -$26.3K | $11.1K | -$9.5K | -$15.8K | -$20.4K | -$1.2K | -$11.8K | $39.3K | |||||||||
| Income Loss From Continuing Operations Before Income Taxes Minority Interest And Income Loss From Equity Method Investments | -$562.4K | -$325.2K | -$441.3K | -$419.1K | -$416.8K | -$1.1M | -$1.3M | -$9.0K | -$11.1K | -$12.5K | -$25.6K | -$11.1K | -$26.6K | -$48.4K | -$12.3K | -$12.0K | -$26.3K | $11.1K | -$9.5K | |||||||||||||||||||||||
| Revenue Not From Contract With Customer Other | $655.00 | $455.00 | $755.00 | $7.8K | $8.9K | $154.00 | -$2.1K | $16.6K | $10.5K | $12.0K | $151.00 | $3.1K | $5.1K | $2.1K | $5.9K | |||||||||||||||||||||||||||
| Operating Expenses | $719.0K | $849.0K | $773.6K | $602.3K | $826.6K | $855.9K | $820.2K | $1.3M | $1.2M | $1.4M | $1.6M | $1.9M | $2.8M | $3.2M | $3.3M | |||||||||||||||||||||||||||
| Brokerage Commissions Revenue | $462.4K | $436.4K | $467.3K | $389.8K | $449.7K | $503.7K | $492.2K | $566.4K | $655.6K | $1.1M | $1.1M | $1.0M | $1.5M | $1.5M | $1.5M | |||||||||||||||||||||||||||
| Adjustments To Reconcile Net Income Loss To Cash Provided By Used In Operating Activities | $341.8K | $382.9K | -$264.6K | -$635.8K | -$783.5K | -$44.0K | -$10.3K | |||||||||||||||||||||||||||||||||||
| Income Tax Receivable | $19.0K | $19.0K | $19.0K | $290.8K | $279.5K | $279.5K | $275.3K | $273.7K | $273.7K | $273.7K | $399.1K | $358.9K | $306.6K | |||||||||||||||||||||||||||||
| Accrued Income Taxes | $17.6K | $17.6K | $17.6K | $62.5K | $46.8K | $46.8K | $48.4K | $46.9K | $46.9K | $46.9K | $46.9K | $52.0K | $57.2K | |||||||||||||||||||||||||||||
| Sales Manager Fees | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $334.8K | $468.2K | $122.6K | $0.00 | |||||||||||||||||||||||||||||||||
| Deferred Income Tax Assets Net Of Valuation Allowances And Deferred Tax Liability | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $7.9K | $11.5K | |||||||||||||||||||||||||||||||
| Income Taxes Received From Parent | $0.00 | $18.1K | $543.2K | |||||||||||||||||||||||||||||||||||||||
| Deferred Income Tax Expense Benefit | $0.00 | -$8.6K | $280.9K |
Balance Sheet
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 | FY2009 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stockholders Equity | $4.6M | $6.0M | $10.3M | $12.6K | $67.5K | $124.2K | $188.8K | $295.1K | $347.0K | $336.0K | $395.6K | $383.7K | ||
| Cash And Cash Equivalents At Carrying Value | $2.9M | $4.7M | $6.6M | $11.3M | $64.7K | $117.5K | $187.4K | $9.0K | $355.5K | $216.4K | $192.0K | $376.7K | ||
| Retained Earnings Accumulated Deficit | -$50.9M | -$49.3M | -$47.9M | -$45.9M | -$5.8M | -$5.7M | -$5.7M | -$5.6M | -$5.5M | -$5.4M | -$5.3M | -$5.2M | ||
| Liabilities And Stockholders Equity | $4.3M | $5.6M | $8.1M | $12.4M | $17.6K | $68.4K | $124.2K | $197.1K | $295.1K | $363.3K | $340.1K | $395.6K | ||
| Common Stock Value | $6.0K | $6.0K | $6.0K | $548.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $30.6K | $30.6K | ||
| Assets | $4.3M | $5.6M | $8.1M | $12.4M | $17.6K | $68.4K | $124.2K | $197.1K | $295.1K | $363.3K | $340.1K | $395.6K | ||
| Liabilities | $1.3M | $996.3K | $2.1M | $2.1M | ||||||||||
| Assets Current | $17.6K | $68.4K | $124.2K | $196.5K | $293.9K | $361.4K | $340.1K | $395.6K | ||||||
| Additional Paid In Capital Common Stock | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.6M | $5.6M | ||||||
| Liabilities Current | $5.0K | $850.00 | $8.3K | $16.4K | $4.1K | $0.00 | ||||||||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents | $4.9M | $6.8M | $11.5M | $11.7M | ||||||||||
| Property Plant And Equipment Net | $22.7K | $33.9K | $44.5K | $55.8K | $572.00 | $1.2K | $1.9K | $0.00 | ||||||
| Accrued Liabilities Current | ||||||||||||||
| Cash And Cash Equivalents Period Increase Decrease | $112.4K | -$47.2K | -$53.0K | -$69.9K | $178.4K | -$346.5K | $139.1K | $24.4K | -$184.7K | |||||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents Period Increase Decrease Excluding Exchange Rate Effect | -$603.4K | -$1.7M | -$1.8M | -$4.7M | -$126.9K | |||||||||
| Restricted Cash | $350.0K | $350.0K | $200.0K | $200.0K | $200.0K | |||||||||
| Receivables From Brokers Dealers And Clearing Organizations | $95.7K | $66.2K | $808.7K | $194.7K | ||||||||||
| Other Assets | $679.5K | $220.8K | $281.9K | $231.2K | ||||||||||
| Deferred Compensation Liability Current And Noncurrent | $474.7K | $455.5K | $709.7K | $1.4M | ||||||||||
| Accrued Liabilities Current And Noncurrent | $464.6K | $350.9K | $407.8K | |||||||||||
| Preferred Stock Value | $0.00 | $0.00 |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q4 2021 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q4 2017 | Q3 2017 | Q2 2017 | Q1 2017 | Q4 2016 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q4 2014 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q4 2012 | Q3 2012 | Q2 2012 | Q1 2012 | Q4 2011 | Q3 2011 | Q2 2011 | Q1 2011 | Q4 2010 | Q3 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stockholders Equity | $1.2M | $1.4M | $1.8M | $2.1M | $2.1M | $2.3M | $2.7M | $3.0M | $3.0M | $3.3M | $4.0M | $5.2M | $5.4M | $5.8M | $4.8M | $5.1M | $9.3M | $145.5K | $154.5K | $165.6K | $24.4K | $34.1K | $44.1K | $76.9K | $88.1K | $100.0K | $138.0K | $150.7K | $163.2K | $209.0K | $220.2K | $246.8K | $306.3K | $318.6K | $330.6K | $364.3K | $310.7K | $320.2K | $362.2K | $382.6K | $383.8K | $405.3K | |||||||
| Cash And Cash Equivalents At Carrying Value | $1.3M | $1.5M | $2.4M | $2.3M | $2.4M | $2.5M | $2.9M | $2.9M | $3.3M | $3.9M | $5.4M | $5.0M | $5.7M | $5.5M | $5.7M | $9.5M | $133.2K | $142.7K | $13.9K | $17.3K | $21.5K | $26.7K | $31.8K | $69.7K | $79.7K | $86.3K | $131.9K | $143.0K | $149.4K | $206.6K | $211.2K | $255.5K | $294.8K | $312.2K | $321.5K | $369.3K | $321.8K | $331.2K | $264.4K | $176.1K | $18.3K | $307.4K | |||||||
| Retained Earnings Accumulated Deficit | -$52.7M | -$52.5M | -$52.1M | -$51.8M | -$51.7M | -$51.6M | -$51.2M | -$50.9M | -$50.6M | -$49.8M | -$48.7M | -$48.4M | -$48.1M | -$5.9M | -$5.9M | -$5.9M | -$5.8M | -$5.8M | -$5.8M | -$5.8M | -$5.8M | -$5.8M | -$5.7M | -$5.7M | -$5.7M | -$5.7M | -$5.7M | -$5.6M | -$5.6M | -$5.6M | -$5.6M | -$5.5M | -$5.5M | -$5.5M | -$5.3M | -$5.3M | -$5.3M | -$5.3M | -$5.3M | -$5.3M | -$5.2M | ||||||||
| Liabilities And Stockholders Equity | $2.0M | $2.5M | $3.2M | $3.4M | $3.5M | $3.5M | $3.9M | $4.0M | $4.2M | $4.9M | $6.4M | $6.6M | $6.9M | $88.9K | $103.1K | $115.5K | $145.8K | $160.5K | $209.7K | $25.6K | $34.6K | $44.6K | $76.9K | $88.8K | $101.1K | $140.7K | $151.4K | $163.9K | $211.3K | $220.2K | $270.6K | $307.6K | $320.6K | $335.3K | $377.2K | $321.8K | $331.2K | $385.0K | $388.6K | $390.8K | $405.3K | ||||||||
| Common Stock Value | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $6.0K | $600.1K | $48.6K | $48.6K | $48.6K | $48.6K | $48.6K | $48.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $33.6K | $30.6K | $30.6K | $30.6K | $30.6K | $30.6K | $30.6K | ||||||||
| Assets | $2.0M | $2.5M | $3.2M | $3.4M | $3.5M | $3.5M | $3.9M | $4.0M | $4.2M | $4.9M | $6.4M | $6.6M | $6.9M | $88.9K | $103.1K | $115.5K | $145.8K | $160.5K | $209.7K | $25.6K | $34.6K | $44.6K | $76.9K | $88.8K | $101.1K | $140.7K | $151.4K | $163.9K | $211.3K | $220.2K | $270.6K | $307.6K | $320.6K | $335.3K | $377.2K | $321.8K | $331.2K | $385.0K | $388.6K | $390.8K | $405.3K | ||||||||
| Liabilities | $766.2K | $1.1M | $1.4M | $1.3M | $1.3M | $1.2M | $1.2M | $1.0M | $903.6K | $835.8K | $1.2M | $1.1M | $1.2M | $18.2K | $0.00 | $1.3K | $222.00 | $5.9K | $44.1K | $5.0K | $1.2K | $565.00 | $565.00 | $850.00 | $700.00 | $1.1K | $2.7K | $700.00 | $700.00 | $8.3K | $2.3K | $23.9K | $1.4K | $2.0K | $4.6K | $16.4K | $12.9K | $11.2K | $11.1K | $4.1K | $22.8K | $6.0K | $7.0K | ||||||
| Assets Current | $88.9K | $103.1K | $115.5K | $137.1K | $145.8K | $160.5K | $209.7K | $25.6K | $34.6K | $44.6K | $76.9K | $88.8K | $101.1K | $140.6K | $151.1K | $163.5K | $210.6K | $219.3K | $269.6K | $306.3K | $319.0K | $333.6K | $377.2K | $321.8K | $331.2K | $385.0K | $388.6K | $390.8K | $405.3K | ||||||||||||||||||||
| Additional Paid In Capital Common Stock | $5.9M | $5.9M | $5.9M | $5.9M | $5.9M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.8M | $5.7M | $5.6M | $5.6M | $5.6M | $5.6M | $5.6M | $5.6M | ||||||||||||||||||||||
| Liabilities Current | $18.2K | $0.00 | $1.3K | $222.00 | $222.00 | $5.9K | $44.1K | $1.2K | $565.00 | $565.00 | $700.00 | $1.1K | $2.7K | $700.00 | $700.00 | $2.3K | $23.9K | $1.4K | $2.0K | $4.6K | $12.9K | $11.2K | $11.1K | $22.8K | $6.0K | $7.0K | $0.00 | ||||||||||||||||||||||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents | $1.6M | $1.9M | $2.7M | $2.6M | $2.7M | $2.9M | $3.3M | $3.2M | $3.3M | $3.5M | $4.1M | $5.6M | $5.2M | $5.9M | $5.7M | $5.9M | $9.7M | $133.2K | $142.7K | ||||||||||||||||||||||||||||||
| Property Plant And Equipment Net | $5.2K | $6.7K | $9.2K | $11.8K | $14.5K | $17.2K | $20.0K | $25.5K | $28.3K | $31.1K | $35.5K | $38.4K | $41.4K | $82.00 | $245.00 | $409.00 | $735.00 | $899.00 | $1.1K | $1.4K | $1.6K | $1.7K | $0.00 | ||||||||||||||||||||||||||
| Accrued Liabilities Current | $18.2K | $0.00 | $1.3K | $222.00 | $222.00 | $5.9K | $44.1K | $5.0K | $1.2K | $565.00 | $565.00 | $850.00 | $700.00 | $1.1K | $2.7K | $700.00 | $700.00 | $8.3K | $2.3K | $23.9K | $1.4K | $2.0K | $4.6K | $16.4K | $12.9K | $11.2K | $11.1K | $4.1K | $22.8K | $6.0K | $7.0K | $0.00 | $0.00 | ||||||||||||||||
| Cash And Cash Equivalents Period Increase Decrease | -$15.3K | -$3.3K | -$32.7K | -$31.2K | -$38.1K | $246.5K | -$34.0K | $114.9K | -$173.8K | ||||||||||||||||||||||||||||||||||||||||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents Period Increase Decrease Excluding Exchange Rate Effect | $65.3K | $35.7K | -$827.0K | -$918.2K | -$1.8M | ||||||||||||||||||||||||||||||||||||||||||||
| Restricted Cash | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $200.0K | $200.0K | $200.0K | $200.0K | $200.0K | $200.0K | $200.0K | $200.0K | ||||||||||||||||||||||||||||||||||
| Receivables From Brokers Dealers And Clearing Organizations | $170.9K | $472.6K | $381.0K | $330.6K | $255.4K | $199.2K | $148.2K | $79.3K | $114.5K | $107.3K | $75.6K | $701.3K | $299.2K | ||||||||||||||||||||||||||||||||||||
| Other Assets | $108.2K | $128.6K | $84.0K | $128.8K | $174.2K | $178.0K | $148.9K | $205.7K | $259.4K | $232.2K | $160.8K | $183.6K | $237.8K | ||||||||||||||||||||||||||||||||||||
| Deferred Compensation Liability Current And Noncurrent | $200.4K | $203.9K | $230.9K | $227.1K | $223.5K | $207.2K | $218.2K | $259.4K | $230.8K | $227.4K | $468.1K | $401.2K | $342.2K | ||||||||||||||||||||||||||||||||||||
| Accrued Liabilities Current And Noncurrent | $936.9K | $919.1K | $764.5K | $707.9K | $625.8K | $544.0K | $600.5K | $574.6K | $551.0K | $4.6K | $16.4K | $11.1K | |||||||||||||||||||||||||||||||||||||
| Preferred Stock Value | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 |
Cash Flow Statement
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Investing Cash Flow * | $0.00 | -$842.00 | $0.00 | -$60.3K | $278.1K | -$275.0K | $123.8K | $88.1K | -$160.5K | ||||
| Operating Cash Flow * | -$603.4K | -$1.7M | -$1.8M | -$2.4M | -$246.6K | -$47.2K | -$53.0K | -$69.9K | -$99.7K | -$81.5K | -$29.2K | -$63.7K | -$24.1K |
| Increase Decrease In Accrued Liabilities | $275.9K | $300.0K | $113.6K | -$56.9K | -$24.5K | ||||||||
| Payments To Suppliers | $69.7K | $47.4K | $53.2K | $69.9K | $99.7K | $81.6K | $29.2K | $63.8K | $24.3K | ||||
| Increase Decrease In Prepaid Expense | $7.1K | -$3.6K | -$2.8K | -$2.4K | $1.00 | $3.2K | $5.9K | $0.00 | -$7.0K | ||||
| Proceeds From Interest And Dividends Received | $2.1K | $216.00 | $191.00 | $2.00 | $2.00 | $23.00 | $55.00 | $49.00 | $176.00 | ||||
| Net Cash Provided By Used In Financing Activities | $0.00 | -$2.4M | $180.0K | $10.0K | $44.5K | $0.00 | $0.00 | ||||||
| Increase Decrease In Other Operating Assets | -$550.7K | $458.7K | -$61.1K | $50.7K | -$138.0K | ||||||||
| Increase Decrease In Employee Related Liabilities | -$247.6K | $19.2K | -$254.2K | -$729.9K | $1.1M | ||||||||
| Increase Decrease In Brokerage Receivables | $234.9K | $29.5K | -$742.5K | $614.0K | -$166.6K | ||||||||
| Increase Decrease In Accounts Receivable Related Parties | $8.5K | -$50.8K | $34.1K | $11.4K | $5.6K | ||||||||
| Increase Decrease In Accounts Payable Related Parties | $548.00 | -$29.3K | -$954.0K | $766.8K | -$542.3K | ||||||||
| Increase Decrease In Income Taxes Receivable | $15.5K | $1.6K | $92.3K | $101.9K | $2.5K | ||||||||
| Accumulated Depreciation Depletion And Amortization Property Plant And Equipment | $52.2K | $28.4K | $28.4K | $19.3K | |||||||||
| Increase Decrease In Accrued Income Taxes Payable | $14.2K | $1.5K | -$6.7K | $53.6K | $0.00 | ||||||||
| Share Based Compensation | $109.4K | $0.00 |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q1 2019 | Q1 2018 | Q1 2017 | Q1 2016 | Q1 2015 | Q1 2014 | Q1 2013 | Q1 2012 | Q1 2011 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Investing Cash Flow * | $275.3K | $0.00 | $125.2K | -$164.4K | ||||||||||||||||||
| Operating Cash Flow * | $65.3K | $35.7K | -$827.0K | -$918.2K | -$1.8M | -$3.3K | -$32.7K | -$31.2K | -$38.1K | -$28.8K | -$44.0K | -$10.3K | -$9.4K | |||||||||
| Increase Decrease In Accrued Liabilities | $76.1K | $154.6K | $79.4K | $200.0K | $35.6K | $39.1K | -$285.00 | $1.1K | -$7.6K | $23.9K | -$11.7K | $7.0K | $7.0K | |||||||||
| Payments To Suppliers | $16.0K | $3.4K | $32.7K | $31.3K | $38.1K | $28.8K | $44.0K | $10.3K | $9.4K | |||||||||||||
| Increase Decrease In Prepaid Expense | -$6.3K | $15.4K | $8.9K | $8.1K | $5.0K | $5.0K | $6.1K | $0.00 | ||||||||||||||
| Proceeds From Interest And Dividends Received | $672.00 | $45.00 | $36.00 | $53.00 | $11.00 | $0.00 | $35.00 | |||||||||||||||
| Net Cash Provided By Used In Financing Activities | $10.0K | $0.00 | $0.00 | |||||||||||||||||||
| Increase Decrease In Other Operating Assets | -$44.8K | -$530.6K | $11.4K | -$44.1K | -$40.5K | |||||||||||||||||
| Increase Decrease In Employee Related Liabilities | $3.8K | -$256.6K | -$228.1K | -$367.4K | -$891.5K | |||||||||||||||||
| Increase Decrease In Brokerage Receivables | $50.4K | $52.4K | $41.1K | -$509.5K | $228.6K | |||||||||||||||||
| Increase Decrease In Accounts Receivable Related Parties | -$56.00 | -$3.8K | $52.3K | $141.4K | $57.6K | |||||||||||||||||
| Increase Decrease In Accounts Payable Related Parties | $37.9K | $58.00 | -$14.0K | -$765.0K | $33.6K | |||||||||||||||||
| Increase Decrease In Income Taxes Receivable | -$271.8K | $0.00 | $0.00 | $113.7K | -$500.00 | |||||||||||||||||
| Accumulated Depreciation Depletion And Amortization Property Plant And Equipment | $69.7K | $68.1K | $65.7K | $63.1K | $60.4K | $57.6K | $54.9K | $49.4K | $46.6K | $43.8K | $37.3K | $34.5K | $31.5K | |||||||||
| Increase Decrease In Accrued Income Taxes Payable | -$45.0K | $0.00 | $3.7K | $0.00 | ||||||||||||||||||
| Share Based Compensation |
Per-Share & Share Counts
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Diluted EPS * | -$1.58 | -$2.62 | -$2.38 | -$3.42 | -$0.37 | -$0.02 | -$0.02 | -$0.02 | -$0.03 | -$0.02 | -$0.05 | -$0.02 | $0.00 |
| Common Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | |
| Common Stock Shares Outstanding | 600.1K | 600.1K | 600.1K | 54.9M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.1M | 3.1M | |
| Common Stock Shares Authorized | 100.0M | 100.0M | 100.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | |
| Weighted Average Number Of Share Outstanding Basic And Diluted | 4.5M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.2M | 3.1M | |||||
| Preferred Stock Shares Authorized | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | |||||
| Preferred Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | |||||
| Preferred Stock Shares Outstanding | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | ||||||
| Common Stock Shares Issued | 600.1K | 600.1K | 600.1K | 54.9M | 3.4M | 3.4M | |||||||
| Weighted Average Number Of Shares Outstanding Basic | 600.1K | 600.1K | 600.1K | 557.3K | 54.5M | ||||||||
| Weighted Average Number Of Diluted Shares Outstanding | 600.1K | 600.1K | 600.1K | 557.3K | 54.5M | ||||||||
| Earnings Per Share Basic | $-1.58 | $-2.62 | $-2.38 | $-3.42 | $-0.37 |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q2 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q3 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Diluted EPS * | -$0.39 | -$0.63 | -$0.46 | -$0.31 | -$0.59 | -$0.58 | -$0.58 | -$1.20 | -$0.94 | -$0.44 | -$0.52 | -$0.47 | -$0.61 | -$1.52 | -$0.02 | $0.00 | $0.00 | -$0.01 | $0.00 | $0.00 | -$0.01 | $0.00 | $0.00 | -$0.01 | $0.00 | $0.00 | -$0.01 | $0.00 | -$0.01 | -$0.01 | $0.00 | $0.00 | -$0.01 | $0.00 | $0.00 | -$0.01 | -$0.01 | $0.00 | $0.00 | $0.01 | ||
| Common Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | |
| Common Stock Shares Outstanding | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 60.0M | 4.9M | 4.9M | 4.9M | 4.9M | 4.9M | 4.9M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.1M | 3.1M | 3.1M | 3.06B | |
| Common Stock Shares Authorized | 10.0M | 100.0M | 10.0M | 100.0M | 10.0M | 10.0M | 10.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.0M | 10.00B | |
| Weighted Average Number Of Share Outstanding Basic And Diluted | 600.1K | 600.1K | 60.0M | 548.6K | 548.6K | 54.9M | 4.9M | 4.9M | 3.6M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.4M | 3.3M | 3.1M | 3.1M | 3.1M | 3.1M | |||||||||||||
| Preferred Stock Shares Authorized | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.0M | 1.00B | |||||||||||||
| Preferred Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | |||||||||||||
| Preferred Stock Shares Outstanding | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | ||||||||||||||
| Common Stock Shares Issued | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 60.0M | |||||||||||||||||||||||||||||
| Weighted Average Number Of Shares Outstanding Basic | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | ||||||||||||||||||||||||||||||
| Weighted Average Number Of Diluted Shares Outstanding | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | 600.1K | ||||||||||||||||||||||||||||||
| Earnings Per Share Basic | $-0.39 | $-0.63 | $-0.46 | $-0.31 | $-0.59 | $-0.58 | $-0.58 | $-1.20 | $-0.94 | $-0.44 | $-0.52 | $-0.47 |
Other Metrics
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Prepaid Expense Current | $329.00 | $3.9K | $6.7K | $9.1K | $9.1K | $5.9K | |||||||
| Depreciation | $10.9K | $11.2K | $11.4K | $11.4K | $9.6K | $572.00 | $654.00 | $654.00 | $82.00 | $0.00 | |||
| Principal Transactions | -$7.8K | $25.9K | $2.1K | $9.4K | $22.3M | ||||||||
| Occupancy Net | $214.2K | $391.0K | $461.2K | $757.0K | $805.3K | ||||||||
| Labor And Related Expense | $1.1M | $2.1M | $3.4M | $8.4M | $10.9M | ||||||||
| Interest And Dividend Income Operating | $55.2K | $20.3K | $64.5K | $195.0K | $1.9M | ||||||||
| Clearance Fees | $786.7K | $803.6K | $1.1M | $1.3M | $1.3M | ||||||||
| Underwriting Income Loss | $0.00 | $702.0K | $70.5K | $431.1K | $102.9K | ||||||||
| Additional Paid In Capital | $53.9M | $53.9M | $53.9M | $55.7M | |||||||||
| Investment Income Interest And Dividend | $2.00 | $2.00 | $5.1K | $745.00 | $925.00 | $346.00 | |||||||
| Net Realized Or Unrealized Gain Loss On Trading Securities | $2.3K | -$4.2K | $1.4K | $7.4K | $42.9K | ||||||||
| Investment Income Interest | $2.1K | $216.00 | $191.00 | $2.00 | |||||||||
| Deposits With Clearing Organizations And Others Securities | $350.0K | $200.0K | $200.0K | $200.0K | |||||||||
| Due From Related Parties | $11.7K | $62.5K | $30.6K | $19.2K | |||||||||
| Due To Related Parties Current And Noncurrent | $29.4K | $985.6K | $218.8K |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2023 | Q2 2023 | Q1 2023 | Q4 2022 | Q3 2022 | Q2 2022 | Q1 2022 | Q4 2021 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q2 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q3 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Prepaid Expense Current | $9.9K | $11.8K | $1.2K | $7.5K | $12.6K | $17.8K | $15.8K | $4.1K | $7.9K | $12.8K | $9.3K | $9.1K | $14.8K | $8.7K | $8.1K | $14.1K | $4.0K | $8.1K | $14.1K | $11.5K | $6.8K | $12.1K | $7.9K | ||||||||||||||||||||
| Depreciation | $2.6K | $2.7K | $2.8K | $3.0K | $3.2K | $163.00 | $163.00 | $163.00 | $0.00 | ||||||||||||||||||||||||||||||||||
| Principal Transactions | $124.00 | -$34.00 | $2.0K | -$188.00 | -$7.4K | $46.00 | $20.7K | $1.9K | $3.3K | $3.0K | $2.1K | $903.00 | $6.4K | $1.2K | $80.00 | ||||||||||||||||||||||||||||
| Occupancy Net | $37.7K | $29.4K | $45.3K | $20.3K | $68.2K | $73.2K | $62.7K | $84.7K | $101.1K | $116.9K | $52.8K | $127.9K | $193.9K | $196.9K | $195.8K | ||||||||||||||||||||||||||||
| Labor And Related Expense | $294.4K | $298.6K | $290.5K | $274.9K | $292.6K | $328.0K | $276.7K | $626.6K | $688.2K | $749.8K | $836.5K | $1.1M | $2.0M | $2.5M | $2.5M | ||||||||||||||||||||||||||||
| Interest And Dividend Income Operating | $24.1K | $32.1K | $31.2K | $15.5K | $9.3K | $4.9K | $3.6K | $3.4K | $9.0K | $6.7K | $11.8K | $36.3K | $38.5K | $58.1K | $63.7K | ||||||||||||||||||||||||||||
| Clearance Fees | $187.6K | $209.3K | $216.5K | $116.1K | $228.4K | $229.6K | $206.6K | $164.5K | $185.0K | $276.3K | $315.2K | $302.8K | $329.7K | $313.5K | $290.4K | ||||||||||||||||||||||||||||
| Underwriting Income Loss | $0.00 | $0.00 | $0.00 | $0.00 | $0.00 | $6.3K | $0.00 | $0.00 | $30.5K | $4.9K | $94.2K | $0.00 | |||||||||||||||||||||||||||||||
| Additional Paid In Capital | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.9M | $53.3M | $5.9M | $5.9M | $5.9M | $5.9M | ||||||||||||||||||||||||||
| Investment Income Interest And Dividend | $3.00 | $8.00 | $11.00 | $417.00 | $8.00 | $290.00 | $324.00 | $337.00 | $263.00 | $36.00 | |||||||||||||||||||||||||||||||||
| Net Realized Or Unrealized Gain Loss On Trading Securities | $2.8K | -$543.00 | $0.00 | $500.00 | $590.00 | $1.2K | $2.1K | $1.5K | $4.4K | $43.5K | |||||||||||||||||||||||||||||||||
| Investment Income Interest | $461.00 | $575.00 | $672.00 | $651.00 | $621.00 | $45.00 | $61.00 | $67.00 | $36.00 | $44.00 | $47.00 | $53.00 | |||||||||||||||||||||||||||||||
| Deposits With Clearing Organizations And Others Securities | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $350.0K | $200.0K | $200.0K | $200.0K | $200.0K | $200.0K | ||||||||||||||||||||||||||||||
| Due From Related Parties | $20.1K | $20.2K | $25.1K | $4.7K | $7.9K | $130.0K | $64.8K | $117.0K | $73.6K | $133.6K | $172.0K | ||||||||||||||||||||||||||||||||
| Due To Related Parties Current And Noncurrent | $161.00 | $104.00 | $46.00 | $0.00 | $26.00 | $17.6K | $58.5K | $106.5K | $220.6K |
Most recent annual filing with the SEC: March 31, 2023
Data sourced from SEC EDGAR public filings as of August 7, 2026.