Complete Filing Data
SIEBERT FINANCIAL CORP reported Revenues of $94.20 million for FY2025.
All values from 10-K, 20-F, and 10-Q filings on SEC EDGAR, organized by financial statement. Scroll each table horizontally for the full history. Blank cells mean SIEBERT FINANCIAL CORP did not report that metric for that period in XBRL — often because accounting standards changed which tag a company files under (for example, most companies moved revenue to the ASC-606 tag in 2018), so a metric may continue in a different row. Rows marked * merge those successor tags into one continuous series, preferring the audited value from the newest-standard tag where periods overlap.
Income Statement
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income * | $5.1M | $13.3M | $7.8M | -$2.0M | $5.1M | $3.0M | $3.2M | $12.0M | $2.2M | -$5.6M | -$2.9M | -$6.6M | -$5.9M | -$171.0K | -$5.4M | -$2.6M |
| Revenues | $94.2M | $83.9M | $71.5M | $50.1M | $67.5M | $54.9M | $42.8M | $30.0M | $13.1M | $9.8M | $10.1M | $15.9M | $16.4M | $21.0M | $20.2M | $20.8M |
| Other General And Administrative Expense | $6.9M | $4.5M | $4.4M | $4.0M | $3.7M | $2.4M | $3.9M | $1.9M | $1.5M | $1.7M | $1.7M | $2.0M | $2.2M | $2.4M | $3.1M | $2.9M |
| Operating Expenses | $88.6M | $66.4M | $53.4M | $49.7M | $60.9M | $51.7M | $38.5M | $22.7M | $10.8M | $15.4M | $13.2M | $22.5M | $22.2M | $21.9M | $25.6M | $25.9M |
| Income Tax Expense Benefit | $445.0K | $4.2M | $3.4M | -$1.3M | $1.7M | $221.0K | $1.0M | -$4.6M | $153.0K | $0.00 | -$275.0K | -$27.0K | $19.0K | $34.0K | $23.0K | $1.6M |
| Principal Transactions Revenue | $17.5M | $14.6M | $13.1M | $3.7M | $15.6M | -$11.9M | $9.0M | $9.0M | $1.6M | |||||||
| Income Taxes Paid Net | $3.2M | $2.3M | $59.0K | -$642.0K | $167.0K | $636.0K | $1.2M | $33.0K | $0.00 | $19.0K | $34.0K | -$717.0K | $16.0K | |||
| Revenue From Commissions And Fees | $8.9M | $9.6M | $7.3M | $7.3M | $18.3M | $20.2M | $9.8M | $9.5M | $4.8M | |||||||
| Advisory Fees Revenue | $3.3M | $2.4M | $1.9M | $1.9M | $1.7M | $1.1M | $801.0K | |||||||||
| Investment Banking Revenue | $19.0K | $46.0K | $40.0K | $1.8M | $2.4M | $3.9M | $3.8M | $2.2M | ||||||||
| Revenue From Margin Interest Marketing And Distribution Fees | $27.6M | $32.4M | $29.6M | $17.2M | $12.9M | $14.2M | $14.7M | $10.9M | $6.6M | |||||||
| Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest | $5.6M | $17.5M | $11.3M | -$4.3M | $6.8M | $3.2M | -$6.6M | -$5.9M | -$137.0K | -$5.4M | -$1.0M | |||||
| Income Loss From Equity Method Investments | $111.0K | $4.0K | $172.0K | -$66.0K | -$104.0K | $65.0K | -$806.0K | -$29.0K | -$4.1M | |||||||
| Operating Income Loss | $5.6M | $17.5M | $18.1M | $440.0K | $6.6M | $2.3M | -$5.6M | -$3.1M | -$6.6M | -$5.8M | ||||||
| Interest Expense | $263.0K | $440.0K | $361.0K | $349.0K | $135.0K | $15.0K | $0.00 |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q4 2017 | Q3 2017 | Q2 2017 | Q1 2017 | Q4 2016 | Q3 2016 | Q2 2016 | Q1 2016 | Q4 2015 | Q3 2015 | Q2 2015 | Q1 2015 | Q4 2014 | Q3 2014 | Q2 2014 | Q1 2014 | Q4 2013 | Q3 2013 | Q2 2013 | Q1 2013 | Q4 2012 | Q3 2012 | Q2 2012 | Q1 2012 | Q4 2011 | Q3 2011 | Q2 2011 | Q1 2011 | Q3 2010 | Q2 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income * | $1.6M | -$4.7M | $8.7M | $3.8M | $4.0M | $3.7M | $2.8M | $2.7M | $3.2M | $1.1M | $711.0K | -$973.0K | $870.0K | $1.4M | $2.3M | $581.0K | $499.0K | $976.0K | $1.3M | $1.1M | $1.2M | $5.4M | $3.1M | $1.8M | $1.7M | $733.0K | $1.0M | $365.0K | $58.0K | -$3.2M | -$1.1M | -$728.0K | -$501.0K | -$200.0K | -$728.0K | -$407.0K | -$1.5M | $948.0K | -$1.5M | -$6.1M | $28.0K | -$1.5M | -$1.6M | -$1.4M | -$1.4M | -$331.0K | -$912.0K | $447.0K | $625.0K | -$994.0K | -$591.0K | -$1.8M | -$2.0M | -$3.6M | $782.0K |
| Revenues | $26.8M | $14.9M | $28.9M | $22.6M | $20.9M | $20.5M | $18.1M | $17.6M | $16.2M | $14.3M | $11.7M | $10.3M | $17.1M | $16.8M | $18.9M | $12.6M | $12.6M | $14.8M | $10.8M | $10.7M | $10.3M | $6.5M | $7.9M | $7.5M | $8.2M | $5.0M | $3.1M | $2.7M | $2.4M | $3.0M | $2.2M | $2.5M | $2.1M | $2.8M | $2.5M | $2.1M | $2.6M | $5.0M | $3.5M | $3.7M | $3.7M | $4.2M | $3.7M | $4.3M | $4.3M | $4.7M | $4.1M | $5.6M | $6.6M | $4.3M | $5.9M | $4.5M | $5.5M | $3.7M | $7.4M |
| Other General And Administrative Expense | $1.8M | $1.8M | $1.5M | $1.1M | $1.1M | $1.0M | $1.1M | $1.1M | $1.1M | $1.1M | $935.0K | $932.0K | $927.0K | $1.2M | $770.0K | $455.0K | $401.0K | $854.0K | $868.0K | $1.2M | $733.0K | $501.0K | $473.0K | $386.0K | $275.0K | $393.0K | $349.0K | $409.0K | $443.0K | $426.0K | $463.0K | $473.0K | $406.0K | $532.0K | $630.0K | $597.0K | $651.0K | $558.0K | $551.0K | $634.0K | $653.0K | $651.0K | $642.0K | $633.0K | $685.0K | $760.0K | $716.0K | ||||||||
| Operating Expenses | $24.7M | $20.7M | $18.4M | $17.7M | $15.3M | $15.4M | $13.8M | $12.9M | $11.9M | $12.7M | $12.3M | $11.9M | $15.9M | $14.9M | $15.9M | $12.5M | $12.1M | $13.3M | $9.1M | $9.0M | $8.7M | $5.8M | $5.6M | $6.1M | $2.1M | $2.3M | $2.3M | $3.4M | $3.2M | $3.0M | $3.2M | $3.5M | $3.4M | $4.5M | $9.5M | $4.4M | $6.1M | $5.3M | $4.9M | $5.2M | $6.0M | $5.8M | $7.4M | $6.0M | $6.4M | $6.1M | $6.6M | ||||||||
| Income Tax Expense Benefit | $564.0K | -$1.1M | $1.8M | $1.0M | $1.5M | $1.4M | $1.5M | $969.0K | $1.1M | $473.0K | -$1.0M | -$282.0K | $265.0K | $484.0K | $735.0K | -$486.0K | -$10.0K | $535.0K | $349.0K | $620.0K | $397.0K | -$1.0M | $137.0K | $413.0K | $0.00 | $0.00 | $3.0K | $0.00 | $0.00 | $0.00 | $107.0K | $12.0K | $1.0K | $1.0K | $11.0K | $1.8M | $563.0K | ||||||||||||||||||
| Principal Transactions Revenue | $4.6M | -$3.8M | $13.0M | $4.2M | $3.6M | $3.5M | $3.8M | $2.7M | $2.8M | $953.0K | $1.1M | -$267.0K | $3.9M | $4.1M | $4.2M | $2.3M | $2.6M | $3.2M | $2.3M | $1.9M | $1.9M | $2.6M | $2.3M | $2.9M | $154.0K | $98.0K | $109.0K | ||||||||||||||||||||||||||||
| Income Taxes Paid Net | $2.0K | $9.0K | $8.0K | $1.0K | $17.0K | $5.5K | $15.0K | $11.0K | $26.0K | $12.0K | $11.0K | ||||||||||||||||||||||||||||||||||||||||||||
| Revenue From Commissions And Fees | $2.3M | $2.0M | $2.1M | $2.3M | $2.6M | $2.3M | $1.9M | $1.9M | $1.8M | $1.8M | $1.9M | $2.3M | $4.0M | $4.3M | $7.0M | $4.7M | $4.9M | $5.6M | $2.3M | $2.6M | $2.3M | $2.3M | $2.4M | $2.7M | $1.1M | ||||||||||||||||||||||||||||||
| Advisory Fees Revenue | $831.0K | $791.0K | $748.0K | $629.0K | $551.0K | $490.0K | $506.0K | $471.0K | $444.0K | $437.0K | $476.0K | $507.0K | $441.0K | $403.0K | $356.0K | $305.0K | $243.0K | $262.0K | $211.0K | $193.0K | $168.0K | $138.0K | $138.0K | $16.0K | $4.0K | ||||||||||||||||||||||||||||||
| Investment Banking Revenue | $4.0K | $6.0K | $5.0K | $11.0K | $11.0K | $12.0K | $8.0K | $11.0K | $8.0K | $558.0K | $710.0K | $435.0K | $464.0K | $751.0K | $730.0K | $875.0K | $1.2M | $509.0K | $1.7M | $406.0K | $1.2M | $552.0K | $413.0K | ||||||||||||||||||||||||||||||||
| Revenue From Margin Interest Marketing And Distribution Fees | $7.0M | $6.9M | $6.9M | $8.4M | $7.8M | $8.8M | $7.2M | $7.4M | $7.0M | $5.2M | $3.2M | $2.4M | $3.4M | $3.6M | $3.5M | $3.2M | $3.0M | $4.6M | $3.9M | $3.7M | $3.6M | $2.7M | $2.7M | $2.5M | |||||||||||||||||||||||||||||||
| Income Loss From Continuing Operations Before Income Taxes Extraordinary Items Noncontrolling Interest | $2.2M | -$5.8M | $10.5M | $4.8M | $5.6M | $5.1M | $4.3M | $3.7M | $4.4M | $1.4M | -$517.0K | -$1.4M | $1.1M | $1.9M | $3.0M | $95.0K | $1.9M | $2.1M | $1.0M | $365.0K | $61.0K | -$1.1M | -$805.0K | -$590.0K | |||||||||||||||||||||||||||||||
| Income Loss From Equity Method Investments | $73.0K | $38.0K | -$148.0K | $14.0K | $165.0K | $30.0K | $15.0K | $39.0K | $1.0M | -$688.0K | -$396.0K | -$332.0K | $726.0K | $742.0K | $377.0K | $694.0K | -$245.0K | -$839.0K | $154.0K | -$974.0K | $292.0K | $1.1M | -$628.0K | -$501.0K | |||||||||||||||||||||||||||||||
| Operating Income Loss | $2.2M | -$5.8M | $10.5M | $4.8M | $5.6M | $5.1M | $4.3M | $4.7M | $4.3M | $1.6M | -$531.0K | -$1.5M | -$1.1M | -$728.0K | -$709.0K | -$1.4M | |||||||||||||||||||||||||||||||||||||||
| Interest Expense | $51.0K | $40.0K | $94.0K | $88.0K | $108.0K | $103.0K | $124.0K | $86.0K | $89.0K | $103.0K | $89.0K | $88.0K | $76.0K | $31.0K | $31.0K | $21.0K |
Balance Sheet
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 | FY2009 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stockholders Equity * | $89.2M | $84.1M | $69.7M | $48.9M | $49.3M | $38.0M | $33.1M | $17.2M | $5.2M | $2.3M | $15.7M | $18.6M | $25.1M | $31.0M | $31.2M | $36.6M | $39.4M |
| Cash And Cash Equivalents At Carrying Value | $22.4M | $32.6M | $5.7M | $23.7M | $3.8M | $3.6M | $4.7M | $7.2M | $2.7M | $9.4M | $6.7M | $15.4M | $18.9M | $21.2M | |||
| Cash | $22.4M | $32.6M | $5.7M | $23.7M | $3.8M | $3.6M | $4.7M | $7.2M | $2.7M | $9.4M | $6.7M | $15.4M | $18.9M | $21.2M | |||
| Retained Earnings Accumulated Deficit | $45.2M | $40.1M | $26.8M | $19.0M | $21.0M | $15.9M | $12.9M | $9.3M | -$2.7M | -$4.9M | $721.0K | $3.6M | $10.1M | $16.1M | $16.2M | ||
| Receivables From Brokers Dealers And Clearing Organizations | $6.8M | $3.9M | $3.9M | $9.1M | $8.2M | $15.8M | $3.5M | $2.0M | $1.4M | $606.0K | $626.0K | $788.0K | $1.1M | $1.9M | $1.0M | ||
| Property Plant And Equipment Net | $10.4M | $10.2M | $9.4M | $8.3M | $7.5M | $762.0K | $1.2M | $468.0K | $263.0K | $46.0K | $374.0K | $609.0K | $712.0K | $312.0K | $757.0K | ||
| Liabilities And Stockholders Equity | $759.0M | $519.7M | $801.8M | $728.0M | $1.40B | $1.37B | $538.1M | $18.2M | $6.0M | $3.8M | $17.8M | $20.7M | $28.0M | $33.5M | $34.8M | ||
| Common Stock Value | $415.0K | $412.0K | $406.0K | $325.0K | $324.0K | $309.0K | $304.0K | $271.0K | $271.0K | $221.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | ||
| Assets | $759.0M | $519.7M | $801.8M | $728.0M | $1.40B | $1.37B | $538.1M | $18.2M | $6.0M | $3.8M | $17.8M | $20.7M | $28.0M | $33.5M | $34.8M | ||
| Additional Paid In Capital Common Stock | $46.0M | $46.1M | $45.0M | $29.6M | $28.0M | $21.8M | $19.9M | $7.6M | $7.6M | $6.9M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | ||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents | $168.5M | $164.5M | $158.9M | $330.6M | $328.6M | $229.6M | $214.0M | $3.8M | |||||||||
| Liabilities | $669.9M | $434.6M | $731.1M | $678.1M | $1.35B | $1.34B | $504.9M | $1.0M | $813.0K | $1.6M | $2.1M | $2.2M | $2.4M | $3.6M | |||
| Cash And Cash Equivalents Period Increase Decrease | $3.5M | $1.0M | -$6.7M | $2.7M | -$8.7M | -$3.5M | -$2.3M | -$1.5M | -$1.5M | ||||||||
| Prepaid Expense And Other Assets | $624.0K | $470.0K | $234.0K | $342.0K | $634.0K | $718.0K | $751.0K | $900.0K | $827.0K | ||||||||
| Intangible Assets Net Excluding Goodwill | $908.0K | $697.0K | $809.0K | $1.0M | $0.00 | $0.00 | $8.0K | $18.0K | $328.0K | $638.0K | |||||||
| Accounts Payable And Accrued Liabilities Current And Noncurrent | $1.5M | $699.0K | $561.0K | $738.0K | $2.1M | $2.2M | $2.9M | $2.4M | $3.6M | ||||||||
| Cash And Securities Segregated Under Federal And Other Regulations | $173.4M | $168.5M | $164.5M | $276.2M | $326.8M | $324.9M | $224.9M | ||||||||||
| Other Receivables | $4.5M | $2.7M | $2.4M | $2.1M | $2.2M | $1.7M | $762.0K | $96.0K | |||||||||
| Operating Lease Right Of Use Asset | $2.3M | $2.4M | $2.7M | $2.2M | $2.7M | $2.3M | $4.0M | ||||||||||
| Liabilities Current | $660.8M | $427.8M | $721.6M | $669.7M | $1.34B | $1.33B | $502.8M | $2.4M | $3.6M | ||||||||
| Goodwill | $2.3M | $2.3M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | ||||||||||
| Receivables From Customers | $73.5M | $84.4M | $72.8M | $52.1M | $85.3M | $95.4M | $86.3M | ||||||||||
| Prepaid Expense And Other Assets Current | $3.8M | $2.3M | $1.7M | $2.1M | $1.6M | $2.1M | $970.0K |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q4 2018 | Q3 2018 | Q2 2018 | Q1 2018 | Q4 2017 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q4 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stockholders Equity * | $90.9M | $89.0M | $93.3M | $82.3M | $78.2M | $73.8M | $70.6M | $70.3M | $52.1M | $51.6M | $50.6M | $49.9M | $42.6M | $43.1M | $41.6M | $36.3M | $35.7M | $34.1M | $20.3M | $19.2M | $18.2M | $11.8M | $8.7M | $6.9M | $4.5M | $3.5M | $3.1M | $13.3M | $14.5M | $15.2M | $15.9M | $16.6M | $17.0M | $17.6M | $19.1M | $25.1M | $26.7M | $28.3M | $29.7M | $31.4M | $31.8M | $32.2M | $32.8M | ||||
| Cash And Cash Equivalents At Carrying Value | $19.6M | $28.9M | $25.7M | $4.4M | $5.2M | $2.9M | $4.9M | $7.6M | $3.9M | $4.5M | $4.1M | $7.7M | $4.3M | $2.3M | $4.1M | $4.5M | $4.2M | $5.2M | $5.9M | $5.2M | $5.9M | $7.3M | $6.7M | $5.4M | $3.8M | $3.2M | $2.3M | $2.0M | $6.8M | $7.9M | $8.6M | $6.0M | $4.6M | $5.6M | $8.3M | $13.8M | $14.2M | $18.4M | $19.4M | $18.6M | $20.8M | $20.5M | $21.8M | $22.8M | $22.6M | ||
| Cash | $19.6M | $28.9M | $25.7M | $4.4M | $5.2M | $2.9M | $4.9M | $7.6M | $3.9M | $4.5M | $4.1M | $7.7M | $4.3M | $2.3M | $4.1M | $4.5M | $4.2M | $5.2M | $5.9M | $5.2M | $5.9M | $7.3M | $6.7M | $5.4M | $3.8M | $3.2M | $2.3M | $2.0M | $6.8M | $7.9M | $8.6M | $6.0M | $4.6M | $5.6M | $8.3M | $13.8M | $14.2M | $18.4M | $19.4M | $18.6M | $20.8M | $20.5M | $21.8M | $22.8M | $22.6M | ||
| Retained Earnings Accumulated Deficit | $45.7M | $44.0M | $48.8M | $38.4M | $34.5M | $30.5M | $27.6M | $24.9M | $22.2M | $21.8M | $20.7M | $20.0M | $20.5M | $19.6M | $18.2M | $15.0M | $14.4M | $13.9M | $12.4M | $11.3M | $10.3M | $3.9M | $793.0K | -$1.0M | -$3.4M | -$4.4M | -$4.8M | -$1.6M | -$508.0K | $220.0K | $921.0K | $1.6M | $2.1M | $2.6M | $4.1M | $10.2M | $11.7M | $13.3M | $14.7M | $16.4M | $16.9M | $17.2M | $17.8M | $21.6M | |||
| Receivables From Brokers Dealers And Clearing Organizations | $8.0M | $5.6M | $4.8M | $4.1M | $8.7M | $9.2M | $8.4M | $6.3M | $10.0M | $5.2M | $5.2M | $14.1M | $7.6M | $9.3M | $6.2M | $3.3M | $2.7M | $3.3M | $2.4M | $2.3M | $2.3M | $2.2M | $2.5M | $2.5M | $1.1M | $896.0K | $733.0K | $580.0K | $544.0K | $525.0K | $596.0K | $742.0K | $686.0K | $879.0K | $1.1M | $770.0K | $1.0M | $967.0K | $1.1M | $1.5M | $1.6M | $2.3M | $1.1M | $1.6M | |||
| Property Plant And Equipment Net | $10.4M | $10.1M | $10.2M | $10.1M | $10.2M | $10.1M | $9.3M | $9.0M | $8.9M | $8.2M | $8.0M | $7.7M | $724.0K | $746.0K | $755.0K | $850.0K | $950.0K | $1.0M | $1.0M | $1.0M | $992.0K | $528.0K | $406.0K | $369.0K | $306.0K | $243.0K | $215.0K | $206.0K | $268.0K | $324.0K | $444.0K | $494.0K | $558.0K | $584.0K | $633.0K | $672.0K | $661.0K | $304.0K | $324.0K | $290.0K | $805.0K | $874.0K | $998.0K | $1.2M | |||
| Liabilities And Stockholders Equity | $607.5M | $560.5M | $534.2M | $579.2M | $609.1M | $742.3M | $771.1M | $1.07B | $772.7M | $1.03B | $1.15B | $1.13B | $1.25B | $1.12B | $1.24B | $673.5M | $536.7M | $393.7M | $24.0M | $22.7M | $21.5M | $13.5M | $10.3M | $9.0M | $5.0M | $3.8M | $3.4M | $14.8M | $15.8M | $16.7M | $18.2M | $18.5M | $18.7M | $20.3M | $26.6M | $27.2M | $30.8M | $30.8M | $31.8M | $35.1M | $34.8M | $37.4M | $36.4M | $40.1M | |||
| Common Stock Value | $415.0K | $415.0K | $414.0K | $412.0K | $410.0K | $409.0K | $406.0K | $406.0K | $325.0K | $325.0K | $324.0K | $324.0K | $309.0K | $312.0K | $312.0K | $306.0K | $306.0K | $304.0K | $271.0K | $271.0K | $271.0K | $271.0K | $271.0K | $271.0K | $221.0K | $221.0K | $221.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | $232.0K | |||
| Assets | $607.5M | $560.5M | $534.2M | $579.2M | $609.1M | $742.3M | $771.1M | $1.07B | $772.7M | $1.03B | $1.15B | $1.13B | $1.25B | $1.12B | $1.24B | $673.5M | $536.7M | $393.7M | $24.0M | $22.7M | $21.5M | $13.5M | $10.3M | $9.0M | $5.0M | $3.8M | $3.4M | $14.8M | $15.8M | $16.7M | $18.2M | $18.5M | $18.7M | $20.3M | $26.6M | $27.2M | $30.8M | $30.8M | $31.8M | $35.1M | $34.8M | $37.4M | $36.4M | $40.1M | |||
| Additional Paid In Capital Common Stock | $47.3M | $47.1M | $46.6M | $46.1M | $45.7M | $45.4M | $45.0M | $45.0M | $29.6M | $29.8M | $29.5M | $29.5M | $21.8M | $23.1M | $23.1M | $21.0M | $21.0M | $19.9M | $7.6M | $7.6M | $7.6M | $7.6M | $7.6M | $7.6M | $7.7M | $7.7M | $7.7M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | $19.5M | |||
| Cash Cash Equivalents Restricted Cash And Restricted Cash Equivalents | $173.8M | $130.2M | $132.8M | $134.1M | $133.3M | $120.6M | $242.3M | $262.2M | $259.5M | $299.6M | $325.8M | $286.1M | $331.6M | $351.0M | $337.1M | $268.5M | $259.9M | $232.8M | $200.3M | $190.9M | $201.9M | ||||||||||||||||||||||||||
| Liabilities | $515.6M | $470.5M | $439.9M | $495.8M | $529.9M | $667.5M | $699.6M | $993.7M | $719.6M | $970.9M | $1.10B | $1.08B | $1.20B | $1.07B | $1.20B | $637.1M | $501.0M | $359.6M | $3.7M | $3.5M | $3.4M | $1.7M | $1.6M | $2.1M | $494.0K | $329.0K | $284.0K | ||||||||||||||||||||
| Cash And Cash Equivalents Period Increase Decrease | -$3.5M | $1.6M | -$683.0K | -$781.0K | -$1.2M | -$1.2M | -$268.0K | -$622.0K | $406.0K | ||||||||||||||||||||||||||||||||||||||
| Prepaid Expense And Other Assets | $302.0K | $748.0K | $568.0K | $376.0K | $432.0K | $383.0K | $354.0K | $281.0K | $403.0K | $397.0K | $520.0K | $646.0K | $498.0K | $602.0K | $723.0K | $526.0K | $674.0K | $755.0K | $698.0K | $820.0K | $948.0K | $649.0K | $930.0K | $705.0K | $686.0K | $741.0K | |||||||||||||||||||||
| Intangible Assets Net Excluding Goodwill | $970.0K | $1.0M | $648.0K | $778.0K | $727.0K | $768.0K | $850.0K | $891.0K | $956.0K | $1.8M | $1.5M | $1.4M | $1.1M | $678.0K | $0.00 | $3.0K | $6.0K | $10.0K | $13.0K | $15.0K | $320.0K | $323.0K | $325.0K | $630.0K | $635.0K | $640.0K | $643.0K | $648.0K | |||||||||||||||||||
| Accounts Payable And Accrued Liabilities Current And Noncurrent | $744.0K | $620.0K | $579.0K | $761.0K | $678.0K | $1.1M | $494.0K | $329.0K | $284.0K | $1.5M | $1.3M | $1.5M | $2.3M | $1.9M | $1.7M | $2.7M | $7.5M | $2.1M | $4.2M | $2.5M | $2.1M | $3.7M | $3.0M | $5.2M | $3.6M | $3.5M | |||||||||||||||||||||
| Cash And Securities Segregated Under Federal And Other Regulations | $173.8M | $130.2M | $132.8M | $134.1M | $133.3M | $120.6M | $237.4M | $254.6M | $255.6M | $295.1M | $321.7M | $278.4M | $327.4M | $348.7M | $333.0M | $264.0M | $255.7M | $227.6M | $194.4M | $185.7M | $196.0M | ||||||||||||||||||||||||||
| Other Receivables | $7.1M | $4.9M | $2.9M | $4.1M | $4.1M | $2.6M | $2.4M | $3.7M | $2.6M | $2.9M | $3.7M | $4.3M | $2.8M | $2.3M | $1.8M | $873.0K | $1.0M | $1.0M | $103.0K | $130.0K | $96.0K | ||||||||||||||||||||||||||
| Operating Lease Right Of Use Asset | $2.3M | $2.0M | $2.2M | $2.2M | $2.3M | $2.5M | $3.0M | $1.7M | $1.9M | $2.3M | $2.6M | $2.3M | $3.0M | $3.2M | $3.2M | $2.8M | $3.1M | $3.4M | $2.5M | $2.6M | $2.3M | ||||||||||||||||||||||||||
| Liabilities Current | $506.2M | $465.0M | $434.0M | $488.7M | $522.2M | $658.9M | $692.3M | $987.7M | $711.8M | $961.8M | $1.09B | $1.07B | $1.19B | $1.07B | $1.19B | $628.7M | $499.4M | $357.9M | |||||||||||||||||||||||||||||
| Goodwill | $2.3M | $2.3M | $2.3M | $2.3M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | $2.0M | |||||||||||||||||||||||||||||
| Receivables From Customers | $74.4M | $79.9M | $79.6M | $78.2M | $74.9M | $74.7M | $71.8M | $61.1M | $51.9M | $65.6M | $63.3M | $78.3M | $86.9M | $84.9M | $92.3M | $91.8M | $80.4M | $70.4M | |||||||||||||||||||||||||||||
| Prepaid Expense And Other Assets Current | $3.2M | $2.3M | $2.7M | $1.7M | $1.7M | $1.8M | $1.6M | $1.7M | $2.3M | $1.8M | $1.8M | $1.9M | $1.5M | $1.3M | $1.6M | $1.4M | $673.0K | $653.0K |
Cash Flow Statement
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Cash Provided By Used In Investing Activities | -$6.6M | -$6.0M | -$2.6M | -$1.8M | -$8.4M | -$410.0K | -$5.9M | -$1.4M | -$417.0K | $455.0K | $4.1M | $19.0K | -$515.0K | -$238.0K | $20.0K | -$294.0K |
| Increase Decrease In Brokerage Receivables | $4.2M | -$3.6M | $1.3M | -$3.3M | -$9.3M | $14.5M | -$383.0K | $634.0K | $790.0K | -$20.0K | -$162.0K | -$317.0K | -$818.0K | $890.0K | $530.0K | $391.0K |
| Increase Decrease In Accounts Payable And Accrued Liabilities | -$837.0K | $1.6M | $1.1M | -$1.2M | -$100.0K | $1.3M | -$505.0K | $138.0K | -$199.0K | -$539.0K | -$74.0K | -$685.0K | $445.0K | -$1.2M | $122.0K | -$1.2M |
| Increase Decrease In Prepaid Deferred Expense And Other Assets | $2.9M | $862.0K | $269.0K | $335.0K | $51.0K | $2.1M | -$271.0K | $236.0K | -$108.0K | -$292.0K | -$84.0K | -$33.0K | -$149.0K | $73.0K | -$86.0K | $309.0K |
| Net Cash Provided By Used In Operating Activities | $10.2M | $10.1M | -$4.8M | -$24.6M | $5.5M | $96.7M | $24.4M | $4.9M | $1.5M | -$3.3M | -$1.4M | -$8.7M | -$2.9M | -$2.0M | -$1.5M | -$1.1M |
| Payments To Acquire Property Plant And Equipment | $552.0K | $223.0K | $223.0K | $284.0K | $296.0K | $13.0K | $1.0M | $277.0K | $417.0K | $38.0K | $41.0K | $154.0K | $520.0K | $262.0K | $21.0K | $200.0K |
| Increase Decrease In Securities Borrowed | $269.5M | -$255.7M | $57.8M | -$602.6M | $33.7M | $712.3M | -$104.4M | -$92.0K | -$501.0K | $105.0K | $82.0K | $151.0K | $5.0K | $866.0K | $491.0K | |
| Net Cash Provided By Used In Financing Activities | $1.3M | -$85.0K | $13.0M | -$4.3M | $4.9M | $2.7M | -$2.9M | $0.00 | -$3.9M | $0.00 | $0.00 | -$19.0K | -$13.0K | -$29.0K | -$132.0K | |
| Payments For Software | $2.2M | $3.2M | $894.0K | $830.0K | $343.0K | $397.0K | $1.3M | |||||||||
| Increase Decrease In Payables To Broker Dealers | $325.0K | -$37.0K | -$179.0K | $406.0K | -$1.6M | $1.3M | $585.0K | |||||||||
| Increase Decrease In Accrued Income Taxes Payable | -$2.3M | -$130.0K | $1.3M | -$696.0K | $1.3M | |||||||||||
| Share Based Compensation | $1.5M | $460.0K | $461.0K | $0.00 | $6.0K | $10.0K |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q1 2025 | Q1 2024 | Q1 2023 | Q1 2022 | Q1 2021 | Q1 2020 | Q1 2019 | Q1 2018 | Q1 2017 | Q1 2016 | Q1 2015 | Q1 2014 | Q1 2013 | Q1 2012 | Q1 2011 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Cash Provided By Used In Investing Activities | -$1.1M | -$1.8M | -$1.0M | -$509.0K | -$1.0M | -$183.0K | -$966.0K | -$46.0K | -$215.0K | $475.0K | -$15.0K | -$171.0K | -$109.0K | -$200.0K | $44.0K |
| Increase Decrease In Brokerage Receivables | $2.2M | $5.5M | $1.1M | $4.9M | -$7.7M | $109.0K | -$199.0K | $1.1M | $127.0K | -$101.0K | -$102.0K | -$335.0K | $843.0K | -$586.0K | -$273.0K |
| Increase Decrease In Accounts Payable And Accrued Liabilities | -$430.0K | $1.2M | $353.0K | -$521.0K | -$46.0K | $214.0K | -$274.0K | $563.0K | -$476.0K | -$606.0K | -$452.0K | -$807.0K | -$292.0K | -$603.0K | $820.0K |
| Increase Decrease In Prepaid Deferred Expense And Other Assets | $623.0K | $328.0K | $789.0K | $2.3M | -$438.0K | -$44.0K | $198.0K | $149.0K | $61.0K | $12.0K | $5.0K | $4.0K | -$48.0K | -$103.0K | -$214.0K |
| Net Cash Provided By Used In Operating Activities | -$34.5M | -$47.0M | -$39.0M | -$44.1M | $9.8M | $3.4M | -$7.7M | $1.7M | -$468.0K | -$1.3M | -$1.2M | -$1.1M | -$143.0K | -$416.0K | $369.0K |
| Payments To Acquire Property Plant And Equipment | $63.0K | $28.0K | $75.0K | $57.0K | $110.0K | $579.0K | $46.0K | $215.0K | $18.0K | $17.0K | $39.0K | $40.0K | $154.0K | $3.0K | |
| Increase Decrease In Securities Borrowed | $68.6M | -$11.0M | $78.4M | -$232.2M | -$137.2M | -$131.3M | $65.3M | $346.0K | -$92.0K | $84.0K | $30.0K | -$29.0K | -$75.0K | -$14.0K | -$15.0K |
| Net Cash Provided By Used In Financing Activities | -$58.0K | $4.8M | -$263.0K | $90.0K | -$249.0K | -$3.5M | -$16.0K | -$6.0K | -$7.0K | ||||||
| Payments For Software | $940.0K | $877.0K | $377.0K | $76.0K | $64.0K | $183.0K | $387.0K | ||||||||
| Increase Decrease In Payables To Broker Dealers | $847.0K | $1.5M | $3.0M | $547.0K | $4.2M | $510.0K | $453.0K | $346.0K | $0.00 | ||||||
| Increase Decrease In Accrued Income Taxes Payable | $1.1M | $1.0M | $886.0K | -$243.0K | $14.0K | $86.0K | $185.0K | $413.0K | |||||||
| Share Based Compensation | $554.0K | $85.0K | $0.00 | $2.0K |
Per-Share & Share Counts
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Diluted EPS * | $0.13 | $0.33 | $0.21 | -$0.06 | $0.16 | $0.10 | $0.11 | $0.44 | $0.10 | -$0.25 | $0.13 | $0.30 | $0.27 | -$0.01 | -$0.24 | -$0.12 |
| Common Stock Shares Outstanding | 40.4M | 40.1M | 39.6M | 32.5M | 32.4M | 31.0M | 30.5M | 27.2M | 27.2M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | |
| Common Stock Shares Issued | 41.4M | 41.1M | 40.6M | 32.5M | 32.4M | 31.0M | 30.5M | 27.2M | 27.2M | 22.1M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | |
| Common Stock Shares Authorized | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | |
| Common Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | |
| Weighted Average Number Of Share Outstanding Basic And Diluted | 31.3M | 30.6M | 30.5M | 27.2M | 22.5M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.2M | ||||
| Weighted Average Number Of Shares Outstanding Basic | 40.4M | 40.0M | 37.1M | 32.4M | 31.3M | |||||||||||
| Weighted Average Number Of Diluted Shares Outstanding | 40.4M | 40.0M | 37.1M | 32.4M | 31.3M | |||||||||||
| Earnings Per Share Basic | $0.13 | $0.33 | $0.21 | $-0.06 | $0.16 |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q3 2018 | Q2 2018 | Q1 2018 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q2 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q4 2010 | Q3 2010 | Q2 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Diluted EPS * | $0.04 | -$0.12 | $0.22 | $0.10 | $0.10 | $0.09 | $0.07 | $0.07 | $0.10 | $0.03 | $0.02 | -$0.03 | $0.03 | $0.05 | $0.07 | $0.02 | $0.02 | $0.03 | $0.04 | $0.04 | $0.04 | $0.11 | $0.07 | $0.06 | $0.05 | $0.02 | $0.00 | -$0.05 | $0.03 | $0.02 | $0.03 | -$0.02 | -$0.07 | -$0.07 | -$0.28 | $22.1M | $0.07 | -$0.06 | $22.1M | -$0.04 | $0.02 | $0.03 | -$0.03 | -$0.08 | -$0.09 | -$0.16 | $0.04 | |
| Common Stock Shares Outstanding | 40.4M | 40.4M | 40.4M | 40.1M | 40.0M | 39.8M | 39.6M | 40.6M | 32.5M | 32.3M | 32.4M | 32.4M | 31.0M | 31.3M | 31.3M | 30.7M | 30.7M | 30.5M | 27.2M | 27.2M | 27.2M | 27.2M | 27.2M | 27.2M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 23.2M | 23.2M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | ||||
| Common Stock Shares Issued | 41.4M | 41.4M | 41.4M | 41.1M | 41.0M | 40.8M | 40.6M | 40.6M | 32.5M | 32.5M | 32.4M | 32.4M | 31.0M | 31.3M | 31.3M | 30.7M | 30.7M | 30.5M | 27.2M | 27.2M | 27.2M | 27.2M | 27.2M | 27.2M | 22.1M | 22.1M | 22.1M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | 23.2M | ||||
| Common Stock Shares Authorized | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 100.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | 49.0M | ||||
| Common Stock Par Or Stated Value Per Share | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $1.00 | $1.00 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | $0.01 | ||||
| Weighted Average Number Of Share Outstanding Basic And Diluted | 31.1M | 31.3M | 31.2M | 30.7M | 30.6M | 30.5M | 30.5M | 30.5M | 30.5M | 27.2M | 27.2M | 27.2M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | |||||||||||||||||||||||
| Weighted Average Number Of Shares Outstanding Basic | 40.4M | 40.4M | 40.2M | 40.0M | 39.9M | 39.8M | 39.7M | 36.4M | 32.5M | 32.4M | 32.4M | 32.4M | 31.1M | 31.3M | 31.2M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | ||||||||||||||||||||||||||
| Weighted Average Number Of Diluted Shares Outstanding | 40.4M | 40.4M | 40.2M | 40.0M | 39.9M | 39.8M | 39.7M | 36.4M | 32.5M | 32.4M | 32.4M | 32.4M | 31.1M | 31.3M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.1M | 22.2M | |||||||||||||||||||||||||||
| Earnings Per Share Basic | $0.04 | $-0.12 | $0.22 | $0.10 | $0.10 | $0.09 | $0.07 | $0.07 | $0.10 | $0.03 | $0.02 | $-0.03 | $0.03 | $0.05 | $0.07 |
Other Metrics
Annual (10-K / 20-F)
| Metric \ Fiscal Year | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 | FY2020 | FY2019 | FY2018 | FY2017 | FY2016 | FY2015 | FY2014 | FY2013 | FY2012 | FY2011 | FY2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Professional Fees | $6.0M | $5.6M | $4.5M | $3.2M | $2.7M | $2.9M | $3.6M | $2.0M | $2.1M | $3.5M | $3.2M | $4.3M | $5.3M | $3.1M | $5.1M | $6.5M |
| Occupancy Net | $1.9M | $1.6M | $1.9M | $2.0M | $1.9M | $2.8M | $2.6M | $988.0K | $437.0K | $746.0K | $776.0K | $788.0K | $1.0M | $907.0K | $1.1M | $1.3M |
| Labor And Related Expense | $58.5M | $44.0M | $31.9M | $28.7M | $36.4M | $28.5M | $20.0M | $13.8M | $5.1M | $4.9M | $5.4M | $8.3M | $9.3M | $10.0M | $10.0M | $9.2M |
| Floor Brokerage Exchange And Clearance Fees | $2.1M | $1.6M | $1.7M | $2.1M | $4.8M | $5.1M | $3.3M | $2.9M | $1.0M | $866.0K | $1.2M | $1.7M | $2.4M | $2.7M | $2.8M | $3.1M |
| Depreciation And Amortization | $2.4M | $1.4M | $2.0M | $995.0K | $1.4M | $1.6M | $1.0M | $144.0K | $115.0K | $277.0K | $284.0K | $267.0K | $130.0K | $284.0K | $520.0K | $525.0K |
| Marketing And Advertising Expense | $44.0K | $2.0K | $45.0K | $87.0K | $258.0K | $268.0K | $248.0K | $405.0K | $418.0K | $402.0K | $400.0K | |||||
| Communication | $258.0K | $462.0K | $595.0K | $865.0K | $1.3M | $1.6M | $2.1M | $2.4M | ||||||||
| Fees And Commissions | $11.4M | $8.3M | $9.2M | $10.8M | $11.9M | $14.6M | $14.3M | $17.1M | ||||||||
| Trading Gains Losses | $1.6M | $921.0K | $575.0K | $1.4M | $2.0M | $2.4M | $2.0M | $1.2M | ||||||||
| Interest And Dividend Income Operating | $4.0M | $4.2M | $106.0K | $19.0K | $551.0K | $326.0K | $94.0K | $62.0K | $76.0K | $79.0K | $151.0K | |||||
| Technology And Communications | $5.3M | $3.9M | $3.4M | $4.5M | $4.8M | $4.6M | $1.9M | |||||||||
| Stock Loan Income | $29.0M | $19.2M | $16.2M | $14.5M | $11.9M | $4.0M | $1.6M | |||||||||
| Other Income | $4.8M | $3.4M | $2.2M | $3.0M | $1.3M | $1.4M | $912.0K | |||||||||
| Market Making Income | $2.2M | $2.3M | $1.3M | $2.4M | $5.9M | $2.0M | $1.7M | |||||||||
| Information Technology And Data Processing | $4.0M | $3.2M | $3.2M | $3.2M | $2.8M | $2.8M | $2.1M | |||||||||
| Financial Instruments Owned At Fair Value | $92.0K | $593.0K | $488.0K | $406.0K | $255.0K | $250.0K | ||||||||||
| Security Owned And Sold Not Yet Purchased Fair Value Security Sold Not Yet Purchased | $219.0K | $26.0K | $2.0K | $2.0K | $24.0K | $21.0K | $116.0K | |||||||||
| Interest Paid Net | $197.0K | $160.0K | $263.0K | $440.0K | $361.0K | $359.0K | $125.0K | $15.0K | ||||||||
| Security Owned And Sold Not Yet Purchased Fair Value Security Owned | $19.9M | $21.4M | $18.0M | $3.2M | $4.0M | $2.6M | $3.0M | |||||||||
| Securities Loaned | $407.3M | $185.0M | $419.4M | $327.2M | $931.7M | $920.8M | $170.4M | |||||||||
| Securities Borrowed | $408.5M | $139.0M | $394.7M | $336.9M | $939.5M | $905.8M | $193.5M |
Quarterly (10-Q, single quarters)
| Metric \ Quarter | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q2 2022 | Q1 2022 | Q3 2021 | Q2 2021 | Q1 2021 | Q3 2020 | Q2 2020 | Q1 2020 | Q3 2019 | Q2 2019 | Q1 2019 | Q3 2018 | Q2 2018 | Q1 2018 | Q4 2017 | Q3 2017 | Q2 2017 | Q1 2017 | Q3 2016 | Q2 2016 | Q1 2016 | Q3 2015 | Q2 2015 | Q1 2015 | Q3 2014 | Q2 2014 | Q1 2014 | Q3 2013 | Q2 2013 | Q1 2013 | Q3 2012 | Q2 2012 | Q1 2012 | Q3 2011 | Q2 2011 | Q1 2011 | Q4 2010 | Q3 2010 | Q2 2010 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Professional Fees | $1.6M | $1.5M | $1.4M | $1.5M | $1.2M | $1.0M | $979.0K | $1.0M | $1.1M | $874.0K | $1.0M | $696.0K | $759.0K | $577.0K | $615.0K | $760.0K | $744.0K | $655.0K | $783.0K | $902.0K | $883.0K | $477.0K | $487.0K | $608.0K | $372.0K | $468.0K | $425.0K | $1.2M | $915.0K | $670.0K | $796.0K | $1.0M | $759.0K | $1.1M | $1.6M | $763.0K | $2.1M | $1.1M | $844.0K | $1.1M | $820.0K | $790.0K | $1.2M | $1.4M | $1.4M | $1.5M | $1.7M | ||
| Occupancy Net | $476.0K | $442.0K | $467.0K | $365.0K | $378.0K | $497.0K | $467.0K | $491.0K | $478.0K | $562.0K | $456.0K | $473.0K | $441.0K | $470.0K | $570.0K | $694.0K | $698.0K | $727.0K | $630.0K | $593.0K | $531.0K | $248.0K | $247.0K | $242.0K | $86.0K | $79.0K | $142.0K | $179.0K | $197.0K | $182.0K | $174.0K | $203.0K | $203.0K | $206.0K | $209.0K | $243.0K | $266.0K | $259.0K | $257.0K | $224.0K | $226.0K | $251.0K | $279.0K | $272.0K | $271.0K | $321.0K | $338.0K | ||
| Labor And Related Expense | $16.4M | $13.4M | $11.9M | $11.9M | $10.3M | $10.4M | $8.7M | $8.1M | $7.0M | $7.3M | $7.4M | $7.1M | $9.3M | $8.7M | $9.2M | $6.6M | $6.6M | $7.3M | $4.8M | $4.5M | $4.5M | $3.7M | $3.3M | $3.7M | $1.0M | $1.0M | $1.0M | $1.2M | $1.2M | $1.3M | $1.3M | $1.3M | $1.4M | $1.9M | $2.0M | $2.0M | $2.0M | $2.2M | $2.3M | $2.3M | $2.6M | $2.5M | $2.9M | $2.4M | $2.5M | $2.2M | $2.4M | ||
| Floor Brokerage Exchange And Clearance Fees | $643.0K | $448.0K | $454.0K | $345.0K | $238.0K | $428.0K | $581.0K | $329.0K | $355.0K | $398.0K | $375.0K | $494.0K | $986.0K | $1.3M | $1.9M | $1.3M | $1.3M | $1.3M | $798.0K | $726.0K | $802.0K | $631.0K | $679.0K | $902.0K | $252.0K | $304.0K | $263.0K | $203.0K | $236.0K | $238.0K | $298.0K | $284.0K | $401.0K | $441.0K | $453.0K | $522.0K | $595.0K | $675.0K | $584.0K | $508.0K | $667.0K | $967.0K | $745.0K | $690.0K | $924.0K | $669.0K | $693.0K | ||
| Depreciation And Amortization | $649.0K | $629.0K | $415.0K | $350.0K | $336.0K | $255.0K | $265.0K | $261.0K | $190.0K | $240.0K | $261.0K | $259.0K | $354.0K | $374.0K | $392.0K | $368.0K | $377.0K | $448.0K | $244.0K | $251.0K | $194.0K | $41.0K | $26.0K | $24.0K | $46.0K | $68.0K | $70.0K | $82.0K | $31.0K | $109.0K | $132.0K | ||||||||||||||||||
| Marketing And Advertising Expense | $6.0K | $21.0K | $13.0K | $16.0K | $25.0K | $20.0K | $38.0K | $67.0K | $66.0K | $72.0K | $57.0K | $64.0K | $74.0K | $52.0K | $70.0K | $122.0K | $76.0K | $99.0K | $104.0K | $89.0K | $138.0K | $112.0K | $93.0K | $100.0K | $111.0K | $110.0K | |||||||||||||||||||||||
| Communication | $120.0K | $154.0K | $95.0K | $56.0K | $55.0K | $80.0K | $120.0K | $132.0K | $130.0K | $153.0K | $163.0K | $159.0K | $236.0K | $252.0K | $270.0K | $317.0K | $328.0K | $347.0K | $317.0K | $498.0K | $488.0K | $537.0K | $527.0K | $557.0K | $542.0K | $620.0K | |||||||||||||||||||||||
| Fees And Commissions | $2.7M | $1.1M | $1.0M | $1.2M | $1.1M | $1.2M | $1.2M | $2.3M | $1.9M | $2.4M | $2.4M | $2.6M | $3.0M | $2.8M | $2.9M | $3.0M | $2.6M | $3.9M | $5.2M | $3.6M | $3.5M | $3.9M | $2.9M | $6.6M | |||||||||||||||||||||||||
| Trading Gains Losses | $154.0K | $98.0K | $109.0K | $131.0K | $125.0K | $265.0K | $164.0K | $102.0K | $169.0K | $472.0K | $343.0K | $289.0K | $420.0K | $607.0K | $535.0K | $585.0K | $531.0K | $863.0K | $503.0K | $526.0K | $377.0K | $282.0K | $323.0K | ||||||||||||||||||||||||||
| Interest And Dividend Income Operating | $915.0K | $909.0K | $1.3M | $1.1M | $1.2M | $1.2M | $34.0K | $24.0K | $11.0K | $15.0K | $14.0K | $14.0K | $15.0K | $14.0K | $15.0K | $16.0K | $16.0K | $18.0K | $17.0K | $23.0K | $10.0K | $27.0K | $9.0K | $33.0K | $36.0K | ||||||||||||||||||||||||
| Technology And Communications | $1.5M | $1.0M | $1.1M | $1.1M | $880.0K | $876.0K | $827.0K | $793.0K | $789.0K | $1.2M | $978.0K | $1.2M | $1.2M | $1.1M | $1.2M | $1.3M | $953.0K | $981.0K | $441.0K | $400.0K | $422.0K | ||||||||||||||||||||||||||||
| Stock Loan Income | $10.0M | $7.5M | $4.8M | $5.8M | $4.7M | $4.1M | $4.0M | $4.5M | $3.4M | $4.2M | $4.1M | $3.6M | $3.5M | $2.2M | $1.8M | $1.3M | $771.0K | $444.0K | $349.0K | $423.0K | $581.0K | ||||||||||||||||||||||||||||
| Other Income | $1.4M | $952.0K | $774.0K | $733.0K | $1.2M | $627.0K | $463.0K | $412.0K | $319.0K | $1.1M | $479.0K | $1.1M | $253.0K | $337.0K | $392.0K | $333.0K | $488.0K | $214.0K | $290.0K | $264.0K | $79.0K | ||||||||||||||||||||||||||||
| Market Making Income | $706.0K | $497.0K | $552.0K | $597.0K | $437.0K | $672.0K | $223.0K | $268.0K | $345.0K | $723.0K | $535.0K | $764.0K | $1.5M | $1.8M | $1.6M | $423.0K | $615.0K | $470.0K | $330.0K | $410.0K | $563.0K | ||||||||||||||||||||||||||||
| Information Technology And Data Processing | $1.1M | $1.1M | $949.0K | $894.0K | $732.0K | $751.0K | $725.0K | $741.0K | $851.0K | $932.0K | $687.0K | $516.0K | $787.0K | $695.0K | $797.0K | $784.0K | $754.0K | $849.0K | $527.0K | $418.0K | $543.0K | ||||||||||||||||||||||||||||
| Financial Instruments Owned At Fair Value | $329.0K | $346.0K | $0.00 | $0.00 | $0.00 | $0.00 | $689.0K | $660.0K | $677.0K | $544.0K | $498.0K | $518.0K | $433.0K | $394.0K | $377.0K | $328.0K | $334.0K | $330.0K | $238.0K | $264.0K | $1.1M | $1.1M | $1.1M | ||||||||||||||||||||||||||
| Security Owned And Sold Not Yet Purchased Fair Value Security Sold Not Yet Purchased | $152.0K | $7.0K | $142.0K | $6.0K | $2.0K | $1.0K | $1.0K | $2.0K | $2.0K | $11.0K | $9.0K | $52.0K | $27.0K | $49.0K | $28.0K | $25.0K | $17.0K | $31.0K | |||||||||||||||||||||||||||||||
| Interest Paid Net | $39.0K | $41.0K | $88.0K | $124.0K | $81.0K | $116.0K | $103.0K | ||||||||||||||||||||||||||||||||||||||||||
| Security Owned And Sold Not Yet Purchased Fair Value Security Owned | $20.1M | $19.5M | $29.4M | $16.9M | $16.8M | $19.3M | $18.7M | $17.8M | $7.6M | $3.5M | $3.4M | $3.4M | $4.0M | $4.3M | $4.1M | $3.5M | $2.4M | $3.7M | |||||||||||||||||||||||||||||||
| Securities Loaned | $248.4M | $235.7M | $210.7M | $232.5M | $272.5M | $389.5M | $408.4M | $693.4M | $406.1M | $618.7M | $712.7M | $708.0M | $789.8M | $643.6M | $775.4M | $266.8M | $159.4M | $48.8M | |||||||||||||||||||||||||||||||
| Securities Borrowed | $253.3M | $238.7M | $207.6M | $222.6M | $253.8M | $383.7M | $404.9M | $690.1M | $415.3M | $615.0M | $715.4M | $707.3M | $791.3M | $638.2M | $768.6M | $283.8M | $167.3M | $62.2M |
Most recent annual filing with the SEC: March 30, 2026
Data sourced from SEC EDGAR public filings as of August 5, 2026.